EU - Diskussionsprozess: Konsultationspapiere

Standards und Leitlinien

AIFMD
Open
Art. 21(8)(11) AIFMD; Art. 22(5), 22a(4) OGAW; Art. 39(2)(3) EMIR; Art. 38(3)(4) CSDR ESMA Call for evidence - Asset segregation and custody services
ESMA-AIFMD-CP-2016-1137_call_for_evidence_asset_segregation.pdf (15.07.2016)
OGAW
Open
Art. 91-96 OGAW; Kap. VI und VII AIFMD CMU ACTION ON CROSS-BORDER DISTRIBUTION OF FUNDS (UCITS, AIF, ELTIF, EUVECA AND EUSEF) ACROSS THE EU
EC-FISMA-OGAW-CP_CrossBorderDistributionFunds.pdf (02.06.2016)
UCITS share classes
ESMA-Ucits-DP-2016-570_ShareClasses.pdf (06.04.2016)
Sonstiges
High-level response to JC Discussion Paper 2016 86 on the Use of Big Data by Financial Institutions
ESMA-22-106-196-CP_Response_Big_data.pdf (07.04.2017)

 

 

On the Use of Big Data by Financial Institutions
ESMA-EBA-EIOPA-2016-86-CP-Use_of_Big_Data.pdf (19.12.2016)
Big Data: Frequently Asked Questions and Answers
ESMA-EBA-EIOPA-2016_Q_A_On_Big_Data.pdf (19.12.2016)
Art. 91-96 OGAW; Kap. VI und VII AIFMD CMU ACTION ON CROSS-BORDER DISTRIBUTION OF FUNDS (UCITS, AIF, ELTIF, EUVECA AND EUSEF) ACROSS THE EU
EC-FISMA-OGAW-CP_CrossBorderDistributionFunds.pdf (02.06.2016)
Draft guidelines for the assessment of knowledge and competence
ESMA-2015-753_assessment_knowledge_competence.pdf (23.04.2015)