Gesetze & Verordnungen alphabetisch sortiert

Q&A on ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients
(09.11.2018)
Q&A on Regulation Solvency II
(21.12.2018)
QaAs Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR)
Art. 1, 2, 3, 4, 4a, 6, 9, 10, 11, 16, 18, 26, 28, 38, 39, 41, 46, 47, 48, 49, 56 EMIR
(02.10.2019)
Questions and Answers - Application of the AIFMD
(28.05.2021)
Questions and Answers - Application of the UCITS Directive
(28.05.2021)
Questions and Answers - Implementation of EMIR on OTC derivatives, central counterparties and trade repositories
(20.05.2021)
Questions and Answers - Implementation of the CSDR on improving securities settlement in the EU and on central securities depositories
(20.05.2021)
Questions and Answers - On MiFID II and MiFIR investor protection and intermediaries topics
(28.05.2021)
Questions and Answers - On MiFIR data reporting
(28.05.2021)
Questions and Answers - On SFTR data reporting
(28.05.2021)
Questions and Answers - On the Benchmarks Regulation (BMR)
(28.05.2021)
Questions and Answers - On the Securitisation Regulation
(28.05.2021)
Questions and Answers Implementation of the Regulation (EU) No 462/2013 on Credit Rating Agencies
Art. 3(1)x, 6a, 8(5a), 8(7), 8a(3)(4), 10(5), 14(3), Anhang I, Abschn.D, Teil III (3)
(30.03.2017)
Questions and Answers on data reporting under the Market in Financial Instruments Regulation (MiFIR)
(07.10.2019)
Questions and Answers on ESMA’s temporary product intervention measures on the marketing, distribution or sale of CFDs and Binary options to retail clients
Art. 2(1)(28), 40 MiFIR
(28.09.2018)
Questions and Answers on implementation of EMIR data reporting on OTC derivatives, central counterparties and trade repositories
Art. 1, 2, 3, 4, 6, 9, 10, 11, 14, 15, 16, 18, 26, 28, 38, 39, 41, 42, 43, 45, 46, 47, 48, 49, 56, 81, 89 EMIR
(26.09.2018)
Questions and Answers on MiFID II and MiFIR commodity derivatives topics
Art. 2(1)j&(4), 4(1) No.44c), 57, 58, Annex I MIFID II; Art. 2(1) No.30 MiFIR
(04.01.2019)
Questions and Answers On MiFID II and MiFIR market structures topics
Art. 12, 15(2), 35(5), 36(5), 54(2) MiFIR; Art. 1(7), 2(1), 4, 5, 6, 7, 8, 15, 17, 18(3), 19, 20, 27, 44, 48(7), 53, 59, 60, 61, 62 MiFID II
(05.12.2019)